Broker-dealer licence
Where: Selected jurisdiction. We build the file, submit it and follow it through to the decision of the competent authority. The authorisation is granted to your company; no decision can be guaranteed.
Updated on 3 November 2026 · Published under the responsibility of Jason Pivron, director · Who we are
Where it is obtained
In the jurisdiction you choose — Selected jurisdiction
This service is not tied to one country: it is carried out in the jurisdiction chosen for your licence.
Capital, as recorded in our catalogue
Net capital according to activity
Held by your company; not part of our fees.
What the file covers
Authority, SRO and permissions determined at scoping.
- Assembling the regulatory file and responding to further requests.
- Monitoring of the obligations attached to the licence, under the regime of the jurisdiction concerned.
How the file runs
The same five steps for every licence: a 20-minute call, a firm quote, the regulatory file (here: authority, sro and permissions determined at scoping), filing and follow-up to the decision of the competent authority, then what follows the decision. The steps in detail →
After the decision: Depends on the country or national regime chosen: some are renewed at fixed intervals, others are not. The quote states it for your file. Reviewed on 30 September 2026
Fees
On request — after an enhanced compliance review.
Excluding tax and regulatory capital; government and regulator fees included; firm quote before signature.
In this family (Investment, brokerage, funds and markets), our starting fees range from 20,690 € to 752,790 €.
Documents required
The list for « Broker-dealer licence » is given after the call, in your client space. The baseline documents →
Questions
Where can the Broker-dealer licence be obtained?
It is not tied to one country: it is carried out in the jurisdiction chosen for your licence (Selected jurisdiction).
What capital is required?
Net capital according to activity.
How much does it cost?
On request: this activity is high-risk, and the file first goes through enhanced compliance review; the price is given after that review.
What does the file cover?
Authority, SRO and permissions determined at scoping.
Does the Broker-dealer licence have to be renewed?
Depends on the country or national regime chosen: some are renewed at fixed intervals, others are not. The quote states it for your file. (Reviewed on 30 September 2026.)
Is the licence guaranteed?
No. The authorisation is granted to your company by the competent authority, never by us: we build the file, submit it and follow it through to the decision, which no one can guarantee.
Also in the jurisdiction you choose
The same family, elsewhere
Where these figures come from
Information from our catalogue as of 16 October 2026. Checked again with the regulator before any filing; not advice.